FINMA Prudential audit

Checking whether the prudential requirements are complied with and if the conditions are met in order for them to continue to exist in a foreseeable future.

Mazars has all the licenses issued by FINMA on:

  • Insurance and reinsurance companies
  • Banks
  • Securities traders
  • Collective capital investment
  • Collective investment managers and representatives of foreign collective investments

Within our assignments of prudential audit, we perform: 

  • Basic audit: Regular check of compliance with fundamental prudential requirements by all persons subject to a surveillance field or a clearly defined circle of such persons.
  • Additional audits in other fields of audit determined by FINMA and which, according to the business model or the insurance branch, should be examined in addition to the basic audit.
  • Case-related audits which may be assigned by FINMA.

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